Date: Mon, 27 Nov 1995 09:09:43 -0500 From: "William C. Anderson" <wand@LOC.GOV> Subject: CF FORM SUBDIVISIONS SURVEY This message is being forwarded at the request of the author. Please excuse the duplication. Please respond to the discussion list or the author, Patrick Bernard (pber@loc.gov). Thanks. Date: Wed, 22 Nov 1995 13:52:13 -0500 (EST) From: Patrick Bernard <pber@loc.gov> To: Serialst, Consrlst Subject: CF FORM SUBDIVISIONS SURVEY --------------------------------------------------------------------- FORM SUBDIVISIONS FOR COMPUTER FILES An Invitation for Comment and Discussion The Library of Congress has just issued a new instruction on the assignment of form subject subdivisions to electronic serials. It is in the Subject Cataloging Manual (SCM H 1580.5), and is entitled ELECTRONIC SERIALS. The new instruction has been posted to several online discussion groups and will also be published in the next (Winter 1996) issue of Cataloging Service Bulletin. This practice for electronic serials was decided based on discussions with serials catalogers, from both outside and within LC. For the most part, the new instruction reflects serials practice already in place. I would like to use the new instruction as a starting point for a discussion of some broader issues of form subdivisions being particular, I invite discussion on the use of the form subdivision "--Databases," as illustrated in the examples below. The key provision of the new instruction on electronic serials is this: "To an electronic serial, assign the appropriate subject(s) subdivided by "--Periodicals." In other words, there will be no indication in the subject heading string that the record at hand is for an electronic serial, just as for microforms we do not indicate the physical container as part of the subject string. The same form subdivision assigned to print serials will be assigned to computer file serials. Two additional provisions in the new SCM need to be noted: "Assign headings of the type `[topic]--Databases--Periodicals' only to periodicals about databases, whether in print or electronic form. Assign headings of the type `[topic]--Periodicals--Databases' only to databases about periodicals." The newly prescribed practice for electronic serials contrasts with the practice currently seen in LC cataloging records for monographic computer files. This latter practice has its basis in SCM H 2070 which in part states: "Assign at least one subject heading to every software title ... Use the free-floating subdivision `--Software' under each heading assigned, e.g. `Engineering-- Software,' ... For databases, use the free-floating subdivision `--Databases' instead of `--Software.' ..." The SCM currently does not have a separate instruction on the subdivision "--Databases." There is, however, a brief instruction in SCM H 1095, the SCM on Free-Floating Subdivisions. In the SCM 1995 Update No. 2, just published, that instruction has been revised and reads as follows: --Databases Use under subjects as a form subdivision for actual databases or as a topical subdivision for works on databases on those subjects. The practice that is now in place for monographic computer files is this. Practically every subject heading assigned to a monographic computer file is finally subdivided by either "-- Software" or "--Databases." Below are some examples of subject headings currently seen in LC monographic computer files cataloging. These examples (not all assigned subjects are shown) illustrate the particular use of the form subdivision "--Databases" in combination with another form subdivision. Title: Britannica electronic index [computer file]. 630 00 $a Encyclopedia Britannica $x Indexes $x Databases. [LCCN: 95-790251] Title: GPO style [computer file]. 650 -0 $a Printing, Practical $x Style manuals $x Databases. [LCCN: 92-790204] Title: Nasjonalbibliografiske data 1962-1992 [computer file]. (A catalog of Norway imprints from the period 1962-1992, with symbols of holding libraries in Norway.) 651 -0 $a Norway $x Bibliography $x Databases. 650 -0 $a Catalogs, Union $z Norway $x Databases. [LCCN: 93-790432] As seen in the first example, the use of the second subdivision "--Databases" serves merely to indicate that the index at hand is a computer file, or put another way, it is an electronic index. By no means is the "Britannica electronic index" a database of indexes to Encyclopedia Britannica. Also, it is not about databases of indexes to the encyclopedia. Similarly the second and third examples are a manual and a bibliography in electronic format. The second is not a database of style manuals. The third is not a database of bibliographies nor a database of union catalogs. With the above information as introduction and background, I offer the following questions for response and comment: -----------------questions----------------- (1) To a monographic bibliography, catalog, directory, index, etc. in electronic form, LC catalogers now assign two form subdivisions, one for the bibliography, catalog, directory, index, etc., and a second subdivision "--Databases" to indicate that the bibliography, etc., is in electronic form. The practice is well established and seems to be accepted. Is this practice one that we want to continue? ( ) Yes ( ) No Comments: (1a) Do your library's patrons understand these subject heading strings? ( ) Yes ( ) No Comments: (1b) Are these subject heading strings confusing to the patron seeking actual databases or work about databases? ( ) Yes ( ) No Comments: (1c) Once we implement subfield "v" for form subdivisions and can clearly code these to distinguish between form and topic, does that solve the problem? ( ) Yes ( ) No Comments: (2) Since other areas of the record indicate the electronic form, is it important for monographic computer files to indicate in the subject string that the item is in electronic form? ( ) Yes ( ) No Comments: (3) Is it important for electronic serials to indicate in the subject heading string that the serial is in electronic form? ( ) Yes ( ) No Comments: (4) The present practice is that the form subdivision "-- Periodicals" is used for electronic serials without any indication that the serial is in electronic format. When other form subdivisions are assigned to monographic computer files, they are further subdivided to indicate that the item is in electronic format. Is this divergent practice for serials and monographs acceptable, provided the practice is clearly defined in the appropriate cataloging manuals and instructions? ( ) Yes ( ) No Comments: (4a) Should we continue present divergent practice until provisions now under development for 6XX "v" subfield and 655 field for form/genre/physical characteristics are available and fully implemented? ( ) Yes ( ) No Comments: (5) Should we implement the 655 field for form/genre/physical characteristics and start applying it in records for electronic serials? ( ) Yes ( ) No Comments: (6) Should we implement the 655 field for form/genre/physical characteristics and start applying it in records for monographic computer files? ( ) Yes ( ) No Comments: (7) Given implementation of the 655 field for form/genre/physical characteristics and its use in records for electronic serials, should we then also indicate the electronic form in the 600/651 subject strings? ( ) Yes ( ) No Comments: (8) Given implementation of the 655 field for form/genre/physical characteristics and its use in records for monographic computer files, should we then also indicate the electronic form in the 600/651 subject strings? ( ) Yes ( ) No Comments: --------------end of questions---------------- Please also supply the following information about you as respondent: (9) My job is mostly as (Check one): ( ) Cataloger ( ) Reference Librarian ( ) Library administrator ( ) Other: (9a) If you checked "Cataloger" above, is your work mostly with (Check one): ( ) Serials ( ) Monographs ( ) Both ( ) N/A (10) My library has this many FTE professional library cataloger positions (Check one): ( ) 1 ( ) 2-5 ( ) 6-10 ( ) 11-25 ( ) over 25 (11) I subscribe to the following ListServs (Check as many as apply): ( ) Emedia ( ) Intercat ( ) Conserlst ( ) Serialst ( ) None of these ------------end of respondent info---------------- As many of you are aware, the ALCTS Subject Analysis Committee currently has a Subcommittee on Subject Access to Computer Files, which is studying these same issues. The Library of Congress is working closely with the Subcommittee and will involve the Subcommittee in whatever new policy the Library may issue. I believe these present discussions will also be useful to the subcommittee, and I will share your responses with that subcommittee. This message is being posted to EMEDIA, INTERCAT, SERIALST, and CONSERLST. You may post your responses to one of these four online discussion lists or send them directly to my personal Internet address given below, or fax your response to me at (202) 707-6629. Could I have your responses by December 15, 1995? Thanks a bunch. Patrick Bernard, Cataloging Policy Specialist for Computer Files Cataloging Policy and Support Office Library of Congress Internet: pber@loc.gov Fax: (202)707-6629