Mr. Henderson, If the pattern of expenditure were such that we were short-changing our faculty, we would see the following: 1. No slack: which is to say no dead inventory in our accreting serial runs; 2. Frequent inter-library loan requests and document delivery orders for certain titles; 3. A backlog of unfulfilled subscription requests. The third is the least valid measure as the propensity of the faculty to request subscriptions is a function of their sense that you might seriously consider buying them, so this number will be depressed in certain circumstances, demand remaining unexpressed. Back when we relied on print subscriptions almost exclusively, we had about 2,300 periodical titles in the collection. We likely could have cleared the backlog of requests from patrons and purchases indicated by what was sought from inter-library loan and subscription services by making additions and cancellations that would have implicated 1% or so of the titles in our subscription portfolio in any given year. There simply was not a great deal of unfulfilled demand that our constituents were willing to express. And, like all other libraries, we have been known to purchase material which our customers then ignored. Expenditures on monographs are a sunk cost, bar the opportunity cost incurred by the space they take up. If your constituency leaves them on the shelf, too bad. Expenditures on serials are otherwise. You do not have to continue paying for them. If your purchases are properly rank-ordered, each additional dollar of expenditure enhances the institution's utility less than the previous dollar. There comes a point when you buy things that take up space and have no other effect, positive or negative, on the welfare of your constituency. Tracking the ratio of the library budget to the institutional budget or the ratio of library expenditures to R & D expenditures is not going to tell you at what point your expenditures hits that particular wall (much less passes the antecedent milestones which suggest that you replace a subscription with access via document delivery or inter-library borrowing). IW I. Woodward Serials Office Colgate University Libraries 201L McGregory Hall 13 Oak Drive Hamilton, N.Y. 13346 Ph.: 315-228-7306 Fax: 315-228-7029 -----Original Message----- From: SERIALST: Serials in Libraries Discussion Forum [mailto:SERIALST@LIST.UVM.EDU] On Behalf Of ALBERT HENDERSON Sent: Monday, June 05, 2006 1:15 PM To: SERIALST@LIST.UVM.EDU Subject: Re: [SERIALST] Institutional versus personal subscriptions on 2 Jun 2006 Ian Woodward <iwoodward@MAIL.COLGATE.EDU> wrote: > > "I think the question should be: Why are science libraries not > > recognized in the nation's growing science R&D spending?" [snip] > Your description of colleges and universities chronically > short-changing the purchase of scientific and technical literature makes > reference to a state-of-the-world I do not recognize. If you look at > the distribution of use across our print and electronic resources, the > pattern of requests for items via inter-library loan and document > delivery, and the portfolio of unfulfilled subscription requests from > science faculty, you just do not see that picture. Resources could be > more optimally deployed (any failures with regard to which are not the > associate provost's fault), but the utility of pegging library > expenditures to an index derived from nominal R & D spending or total > institutional spending is a dubious one. It was certainly taken seriously when the reality of Sputnik made Western science and education look very bad. Politicans and scientists took a look at our situation and found that information is the key to scientific productivity. For over a decade (until we landed a man on the Moon), spending on libraries at research universities kept pace with academic R&D and its production of articles. After the Moon landing, universities began paring budgets from 6 percent to less than 3 percent. The ACRL eventually took hard numbers out of its accreditation standards. The goverment ignored provisions of the Science Policy Act calling for an expert in dissemination to advise the President. NSF abandoned its annual review of STATISTICAL INDICATORS OF SCIENTIFIC AND TECHNICAL DISSEMINATION. I even received a letter from head of the National Science Board that misspelled the word "dissemination!" [see my article in LOGOS 15.2 2004]. The NSF/National Science Board's biennial statistical volume does not address the subject of dissemination very well, even though the NSF was established "to foster the interchange of scientific and engineering information." Comparing growth of input and output (separate tables of dollars spent and articles recognized) it is clear that there is a significant loss of productivity. Meanwhile, Department of Education statistics reveal a doubling of profitability, roughly equal to the overall reduction in library spending. This information is all in the public record, by the way, and easily compiled by anyone as I did. I would be happy to share my bibliography. See particularly my article, "Undermining Peer Review" SOCIETY J/F 2001: 47-54. Best wishes, Sincerely, Albert Henderson