Join the debate at: http://www.text-e.org on "Libraries in the Digital Age" (Grunberg et al. 2002) Below is my own commentary -- SH --------------------------------------------------------------- Rethinking "Collections" and Selection in the PostGutenberg Age Stevan Harnad Librarians, in virtue of their profession (ex officio, so to speak), are being propelled toward the digital future even faster than their users. Yet they are still not seeing far enough, hence not thinking radically enough. They are still thinking in terms of incoming "collections," a Gutenberg, object-based view, updating only their notion of the medium of the collection (papers, CD-ROM, online). I think this is short-sighted. What is needed is a PostGutenberg, bit-based view, of distributed access rather than local acquisitions. There will still be some selection, but there will no longer be collection. Digital "holdings" will be distributed worldwide, more like the current "interlibrary loan" model, but for all "inventory" (which will only be virtual) and not just for those works that are not "owned"! In other words, there will be site-licensing and/or pay-per-view for accessing the bits, which will not be held in a local "collection," particularly (though sometimes it might be easier or faster to store some bits locally). Yes, there will be some selection and taste exercised in designing the local license agreements, because no library will be able to afford limitless access to all bits for all its users (and, n.b.! we are only speaking of non-give-away bits now: I will return to the special case of give-away bits shortly). But these will only be default options, because, as is true with interlibrary loan today, in principle, despite the limits of a library's specific, selected holdings, today's user can, by special dispensation and intervention, usually get a hold of unheld works too. (A digital library, by the way, is largely a consortium of users, giving the users greater access than if they had to pay for it individually.) There will be only two exceptions to this. One will be the analog collection, which will be the digital library's counterpart of today's "rare book collection." (The Gutenberg book is merely the extension of the erstwhile rare book, into the PostGutenberg age.) The second exception will be a more dramatic departure from what libraries are used to doing, yet they are undoubtedly the best place and qualified to do it right: Research institutional libraries (e.g., most university libraries) will not only be CONSUMERS of the global distributed bits, they will also be PROVIDERS, in the special case of the give-away literature: The refereed research output of their own researchers will be stored and made accessible as an OUTGOING collection, through interoperable institutional self-archiving (see my own target essay in this symposium: http://www.text-e.org/debats/index.cfm?conftext_ID=7 ) In exchange for providing online access to this outgoing collection for free, libraries and their institutions will gain free incoming access to the full contents of all the refereed periodicals they currently have to pay for (dearly), because those will be the contents of all the other institutions' outgoing refereed research collections. And 70-90% of the annual windfall savings on the former serials expenditures for this give-away refereed research will then be available to be spent on the licences for the much larger non-give-away corpus (while 10-30% will need to be redirected to paying the journals for refereeing the instition's annual outgoing collection). (To a certain extent, this distributed self-archiving model will also apply to esoteric outgoing manuscripts that never sought nor would have found an access-fee-based market.) I close with some of the skywritten quote/commenting without which such a skywriting exchange would be incomplete: EQUIPE BPI: "[In Libraries in the Digital Age] in what way could the traditional functions of public reading establishments - i.e. selecting, acquiring and processing documents, making them available to the public, conserving them or withdrawing them from collections - be transformed, and with what consequences?" Most of these "traditional" functions will become defunct (at the individual library level), apart from the selection of the licensing options and the preservation of the outgoing collection. (There will also be some distributed mirroring, backups, etc., for the global collections, across institutions.) EQUIPE BPI: "One cannot leaf through an electronic document or easily recognize its quality." Every feature of analog "leafing" can be simulated digitally (right down to the V-Book, q.v.). But the nuclear navigational and analytic powers of digital "leafing" will eclipse most of those capabilities anyway. (I'll choose "grepping" over "gripping" any day!) EQUIPE BPI: "The electronic document seems volatile and difficult to contain." We'll get used to this PostGutenberg fact of life soon enough. It is really a blessing in the disguise of a violated tradition. The fact that digital documents can be readily revised and updated and interlinked is a pure advantage, with no loss whatsoever, because versions can be identified and tracked as formally and compulsively as we desire. (Let us not hold new intellectual powers at arms length in the service erstwhile intellectual limitations and their associated dysfunctional habits! After all, intellectual glut could be managed by outlawing further increases in intellectual production, or taxing excess output at unaffordably high prices...) EQUIPE BPI: "How is one supposed to monitor what is being made available to readers when they are being offered open access to Internet? How is it possible to exercise one's professional expertise, which starts with a motivated, qualified and coherent selection? How, above all, is one to prevent the user from being buried under an avalanche of information, far from the safe paths so carefully kept by the librarian?" Don't try to salvage obsolete Gutenberg responsibilities. Be happy they are no longer pertinent! Digital monitoring and analysis is infinitely more powerful, sensitive and efficient than anything one could have dreamt of in the Gutenberg age. (Usage could in principle be tracked right down to the last bit.) The free internet collections are irrelevant (although navigational aids are welcome from any source, including digital librarians.) Selectivity need only be exercised in making the licensing agreements, and that can be done pretty much the old way (based on what your library can afford and what your users need). And the digital medium will breed more and more powerful means of managing its embarras de richesses -- ne vous en faites pas! EQUIPE BPI: "faced with this excess of information, professional advice will become more and more indispensable, not only in order to locate relevant information, but also, and above all, to establish defined and lively collections." Collections are a red herring! But navigational and classificational help are always welcome. EQUIPE BPI: "One can easily understand that every document or every access to paid information should be analysed and that, budgets being limited, there is an obligation to make choices. But what happens when the immaterial is also free...?" Less to worry about. (But not all of it will be free. Worry about the non-give-away portion! And do your part with your own institution's give-away output to ensure that, by the Golden Rule, access to THAT portion is at last freed!) EQUIPE BPI: "subscribing to an on-line periodical means paying access rights which can be terminated with the end of the subscription or the disappearance of the title or even that of the publisher. In the past, when confronted with such a situation, the library remained owner of the collections it had accumulated throughout its subscription. What is the current state of affairs?" Vide supra. Institutional self-archiving will free access to this anomalous (because give-away) literature and will thereby make this question moot. (For non-give-away serials, licensing agreements can cover local storage and re-use rights, short- and long-term. This is not a big enough market for anyone to waste time worrying about. The big one is the refereed research serials corpus, and that will be taken care of by the self-archived outgoing institutional collections, plus suitable distributed mirroring, backup, and preservation arrangements among the institutions.) EQUIPE BPI: "[Virtual library?] there is nothing to prevent us from imagining that in the future, distance readers, as long as they have headsets with cathode screens or sensory gloves, will be able to enter into spaces of the library reconstituted in 3D, stroll among the shelves and during their perambulations happen upon a book, open it, leaf through it, put it down or check it out by downloading it on the latest e-book model with electronic ink. Perhaps, in this scenario we will be able to speak of a virtual visit to a virtual library." See the earlier discussion of V-Books: http://www.text-e.org/debats/index.cfm?conftext_ID=13 People won't want to "perambulate he shelves" -- just to navigate the bits. Stevan Harnad NOTE: A complete archive of the ongoing discussion of providing free access to the refereed journal literature online is available at the American Scientist September Forum (98 & 99 & 00 & 01): http://amsci-forum.amsci.org/archives/september98-forum.html or http://www.cogsci.soton.ac.uk/~harnad/Hypermail/Amsci/index.html You may join the list at the amsci site. Discussion can be posted to: september98-forum@amsci-forum.amsci.org